The main objective of this training course is to provide a solid background of the local regulatory framework. It will enable participants to better understand the implications and the regulatory environment in which they operate; whilst enabling participants to become proficient at conducting licensed investment advice. The contents is also recommended to those students who would have obtained or are currently in the process of obtaining the Diploma for Financial Advisers (DipFA); Diploma in Investment Advice (DipIA) and/or the Chartered Wealth Manager Qualification. This course is an MQF Level 3 qualification.
| Title: ifs Malta Maltese Financial Regulations | Fee |
| Regular fee: | €360 |
| Resit: | N/A |
| Lecture 1: The regulation of Financial Services | ||
| Lecture 2 – Law Relating to banking and recovery and resolution | ||
| Lecture 3 – Recovery and resolution | ||
| Lecture 4 – Law relating to insurance | ||
| Lecture 5 – Law relating to investment service | ||
| Lecture 6 – Q & A revision and exam technique session | ||
This programme is recommended to those students who would have obtained or are currently in the process of obtaining the Diploma for Financial Advisers (DipFA); Diploma in Investment Advice (DipIA) and/or the Chartered Wealth Manager Qualification.
There are no specific entry requirements.
Step 1: Register your interest by clicking here
Step 2: You will be contacted to register by ifs Malta
Step 3: Effect payment
Step 4: Upon receipt of payment registration is processed
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