The Diploma in Investment Operations offers practitioners the opportunity to specialise in the administration of investment funds and custody and settlement.
Within the industry, it is widely acknowledged as the most appropriate higher level qualification for professionals wanting to pursue a career in investment operations.
The Diploma in Investment Operations is a valuable qualification if you hold a supervisory level position and you are aspiring to a senior management role in investment operations.
If you have already successfully completed either the Advanced Certificate in Global Securities Operations or the Advanced Certificate in Operational Risk, you will only need to pass the Global Operational Management exam to complete the qualification.
| Either one of the the two routes below | + | Global Operations Management
(3 hour written exam) |
Advanced Certificate in Global Securities Operations is achieved by successfully passing:
This new route is achieved by successfully passing:
Step 1: Download registration form (intake currently closed)
Step 2: Fill in and send by email to [email protected]
Step 3: Effect payment
Step 4: Upon receipt of payment registration is processed
| Title – Route 1 | Fee | Resit Fee |
| CISI One time registration Fee | €65 | N/A |
| Global Securities Operations | €326 | €188 |
| Advanced Global Security Operations | €510 | €365 |
| Global Operations Management | €692 | €438 |
| Title – Route 2 | Fee | Resit Fee |
| CISI One time registration fee | €65 | N/A |
| Operational Risk | €326 | €188 |
| Managing Operational Risk in Financial Institutions | €510 | €365 |
| Global Operations Management | €692 | €438 |
Chartered Institute for Securities & Investment (CISI)
The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals.
Private Client Investment Advice & Management (PCIAM) enables practitioners to demonstrate their broad understanding of the principles of private client investment advice, within the context of the current regulatory environment.
The CEFA is a benchmarked qualification with decentralised-centralised exams, ensuring the major professional skills that candidates need.
The Certificate in International Advanced Wealth Management is a higher-level qualification for experienced wealth managers and investment advisers.
The Certificate in Investment Operations is a global practitioner-led programme for administration and operations staff working in both wholesale and retail firms.
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