Global Securities Operations is one of 15 technical units available as part of the Investment Operations Certificate (IOC) which has more than 12,000 exams taken annually worldwide. The unit offers an introduction to global securities, focusing on the main industry participants, settlement characteristics, other investor services and aspects of taxation and risk.
This unit is aimed at operations and administration staff and those involved in all aspects of global custody and settlement.
There are no specific entry requirements
Step 1: Download the registration form (intake currently closed)
Step 2: Fill in and send by email to [email protected]
Step 3: Effect payment
Step 4: Upon receipt of payment, registration is processed
| Title: CISI Global Securities Operations | Fees: |
| One time CISI Registration fee: | €65 |
| Certification Fee: | €326 |
| Resit Fee: | €188 |
Chartered Institute for Securities & Investment (CISI)
The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals.
Private Client Investment Advice & Management (PCIAM) enables practitioners to demonstrate their broad understanding of the principles of private client investment advice, within the context of the current regulatory environment.
The Diploma in Investment Operations offers practitioners the opportunity to specialise in the administration of investment funds and custody and settlement.
The Diploma for Financial Advisers (DipFA) is a highly relevant programme of study that develops the knowledge required and enhances skills and practical understanding needed to operate in the field of financial advice.
The Advanced Certificate in Global Securities Operations explores the challenges of securities operations and covers best practice techniques used in the profession.
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