CISI Global Securities Operations

Investment/Wealth Management

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Global Securities Operations is one of 15 technical units available as part of the Investment Operations Certificate (IOC) which has more than 12,000 exams taken annually worldwide.  The unit offers an introduction to global securities, focusing on the main industry participants, settlement characteristics, other investor services and aspects of taxation and risk.

This unit is aimed at operations and administration staff and those involved in all aspects of global custody and settlement.

There are no specific entry requirements

Step 1: Download the registration form (intake currently closed)

Step 2: Fill in and send by email to [email protected]

Step 3:  Effect payment

Step 4:  Upon receipt of payment, registration is processed


  • Securities
  • Main industry participants
  • Settlement characteristics
  • Other investor services
  • Aspects of taxation
  • Risk

Title: CISI Global Securities Operations Fees:
One time CISI Registration fee: €65
Certification Fee: €326
Resit Fee: €188

Prices valid till 31 March 2025


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