CISI Diploma in Investment Operations

MQF Level 6

Investment/Wealth Management

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The Diploma in Investment Operations offers practitioners the opportunity to specialise in the administration of investment funds and custody and settlement.

Within the industry, it is widely acknowledged as the most appropriate higher level qualification for professionals wanting to pursue a career in investment operations.

The Diploma in Investment Operations is a valuable qualification if you hold a supervisory level position and you are aspiring to a senior management role in investment operations.

If you have already successfully completed either the Advanced Certificate in Global Securities Operations or the Advanced Certificate in Operational Risk, you will only need to pass the Global Operational Management exam to complete the qualification.

Either one of the the two routes below       + Global Operations Management

(3 hour written exam)

Advanced Certificate in Global Securities Operations is achieved by successfully passing:

  • Global Securities Operations
  • Advanced Global Securities Operations

This new route is achieved by successfully passing:

  • Operational Risk
  • Managing Operational Risk in Financial institutions

Step 1:  Download registration form (intake currently closed)

Step 2:  Fill in and send by email to [email protected]

Step 3:  Effect payment

Step 4:  Upon receipt of payment registration is processed

 


Title  –  Route 1 Fee Resit Fee
CISI One time registration Fee €65 N/A
Global Securities Operations €326 €188
Advanced Global Security Operations €510 €365
Global Operations Management €692 €438

 

Title  –  Route 2 Fee Resit Fee
CISI One time registration fee €65 N/A
Operational Risk €326 €188
Managing Operational Risk in Financial Institutions €510 €365
Global Operations Management €692 €438

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For further clarifications, or if you are interested to join this course, please fill in the form and submit. We will get in touch with you at the soonest opportunity.

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Private Client Investment Advice & Management (PCIAM) enables practitioners to demonstrate their broad understanding of the principles of private client investment advice, within the context of the current regulatory environment.

Global Securities Operations offers an introduction to global securities, focusing n the main industry participants, settlement characteristics, other investor services and aspects of taxation and risk.

The Diploma for Financial Advisers (DipFA) is a highly relevant programme of study that develops the knowledge required and enhances skills and practical understanding needed to operate in the field of financial advice.

The ifs Malta offers a first ever qualification at Postgraduate level in Wealth Management, awarded by the CISI (Chartered Institute for Securities & Investments).

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