Compliance for VFAs Seminar

Took place on Friday, 26th April 2019
9:30am - 1:00pm
ifs Malta, 60, G’Mangia Hill, Pieta
Fee: €90

IFS Malta is teaming up with Mr James Farrugia from Ganado Advocates to bring you an information session about Compliance for VFAs.

Mr Farrugia spearheads GANADO Advocates’ Investment Services and Funds licensing and regulatory consultancy activities. Leveraging his extensive experience working with the local competent authority, Mr Farrugia is able to offer clients regulatory sound insight and practical solutions throughout the licensing application process on an ongoing basis. More recently, he has been involved in assisting a number of blockchain-based projects.

Session outline:

  • Overview of the regulatory requirements applicable to VFA Service Providers
  • Assessment of the policies and procedures that VFA Service Providers should have in place
  • Design of an effective compliance monitoring plan
  • Escalation Procedure on compliance related matters

To register, download the registration form below..

For any queries, send us an email or message us on our social media.

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