This unit is aimed at operations and administration staff who need knowledge of Operational Risk and how it relates to their job role.

There are no specific entry requirements.

Step 1:  Fill in the registration form (intake currently closed)

Step 2:  Fill in and send by email to [email protected]

Step 3:  Effect payment

Step 4:  Upon receipt of payment registration is processed

• The Causes, consequences and Impact of Operational
  Risk
  • The root causes and consequences of operational
    risk events
  • The impact of operational risk
  • Near miss identification and reporting
• Operational Risk Arising in the Trade Cycle
  • Set-up
  • Execution
  • Pre-settlement phase
  • Settlement phase
  • Post-settlement phase
• The Support and Control Functions
  • The independent risk function
  • The Middle/Back office functions
  • The compliance function
  • The financial and regulatory reporting function
  • The HR, legal, IT and internal audit functions
  • The product development and marketing function
  • The project management and change management function
•   Operational Risk in the Regulatory Environment
  •  Achieving common standards and protection
  • Regulatory capital requirements